About Us | Expertise

Riley E. McCord, CFA, CPA

Director, Portfolio Strategies

As Director, Portfolio Strategies, Riley plays a key role in supporting the Firm’s investment manager clients by providing fixed income trade analysis, assisting with portfolio reviews, and identifying securities aligned with stated investment objectives. His responsibilities include supporting portfolio construction, analyzing fixed income exposures, and coordinated trading to execute client-directed strategies.

Prior to joining Northern Capital, he worked on the Equity Finance Desk at Vision Financial Markets a self-clearing securities broker/dealer. He was an Associate Accountant at LitmanGerson Associates, LLP, where he was responsible for audit planning and fieldwork as well as preparation of federal and state tax returns for large corporations and partnerships. He has a strong understanding of U.S. GAAP, GAAS, and FASB principals. Riley is a Chartered Financial Analyst and a Certified Public Accountant in New York State.

Riley graduated magna cum laude with a B.S. in Accounting and a B.S. in Finance from Florida State University College of Business.

Registrations & Qualifications

FINRA (SIE) Securities Industry Essentials Examination
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 57 Securities Trader
Certified Public Accountant (CPA) – New York
Chartered Financial Analyst (CFA)