Riley is Vice President of Portfolio Management. His responsibilities include portfolio construction, portfolio analysis, portfolio rebalancing, and security selection for the Firm's institutional client portfolios.
Prior to joining Northern Capital, he worked on the Equity Finance Desk at Vision Financial Markets a self-clearing securities broker/dealer. He was an Associate Accountant at LitmanGerson Associates, LLP, where he was responsible for audit planning and fieldwork as well as preparation of federal and state tax returns for large corporations and partnerships. He has a strong understanding of U.S. GAAP, GAAS, and FASB principals. Riley is a Certified Public Accountant in New York State.
Riley graduated magna cum laude with a B.S. in Accounting and a B.S. in Finance from Florida State University College of Business.
Registrations & Qualifications
FINRA (SIE) Securities Industry Essentials Examination
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 57 Securities Trader
Certified Public Accountant - New York
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