Solutions | Independent Broker-Dealers

Independent
Broker-Dealers

Northern Capital provides outsourced fixed income solutions to leading independent broker-dealers, delivering institutional trade execution, portfolio strategies, and integrated operational support. We bring scale, supervisory controls, and personalized service that help attract and retain top financial advisors while delivering compelling value across the enterprise.

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Solutions | Trading & Support

Institutional Trade Desk

Financial advisors work directly with our seasoned traders who combine decades of institutional fixed income experience with our advanced analytics, market aggregation technologies, and selection metrics to source bonds that align precisely with defined parameters, identify optimal pricing, and provide actionable market intelligence. As a riskless principal, we provide price transparency to support best execution analysis and reinforce client confidence.

Solutions | Portfolio Strategies

Portfolio Strategies Group

The Portfolio Strategies Group delivers personalized support from experienced portfolio managers, strategists, and analysts, backed by our advanced portfolio analytics. Financial advisors gain the insight and resources necessary to implement and manage model and custom portfolio strategies that are predictable, scalable, and repeatable.

Solutions | Operations

Advanced Operational Support

Northern Capital’s infrastructure supports the supervisory and operational needs of leading independent broker-dealers. Direct integrations with major custodians and clearing firms enable real-time trade reporting, transparent pricing, and streamlined settlement. Rule-based controls for product eligibility, commissions, and markups help enforce IBD-defined guidelines. Our systems reduce operational workload and support timely, compliant post-trade processing.

Solutions | Reporting

Private-Label Reporting

Private-label reports help IBDs empower their financial advisors with branded, actionable insights that support asset growth, document informed decision-making and reinforce their organization’s value.

  • Portfolio Proposals 
  • Portfolio Analysis 
  • Cash Flow Analysis 
  • Investment Horizon Analysis
  • Portfolio Scenario Modeling
  • Tax-Loss Harvesting Opportunities
  • Strategic Rebalancing Proposals