Cliff assists the Firm's institutional clients in developing and executing fixed income strategies with a focus on relative value and total return while attenuating market risk. Cliff has particular expertise in MBS/CMO, high-grade corporate debt, and technical analysis.
Prior to joining Northern Capital in 2007, Cliff served as Portfolio Manager at Wachovia Bank, responsible for managing the Bank's $10B investment portfolio. Early in his career, he worked as a fixed income and futures trader at regional banks and broker-dealers in Nashville and Chicago. He has more than 32 years of investment experience and is a General Securities Principal. He holds an MBA in finance and economics from Indiana University. He received his undergraduate degree in chemistry from Carson-Newman University.
Registrations & Qualifications
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 24 General Securities Principal
FINRA Series 28 Introducing Broker-Dealer Financial and Operations Principal
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