About Us | Expertise
Adam M. Alves
Managing Director
Adam is a Managing Director with more than 30 years of fixed income trading expertise in the institutional fixed income markets. He focuses on serving the needs of insurance companies, banks and asset managers.
Adam developed his skills at several regional dealers including trading positions with TDI, Inc., Capital Securities of America and Wunderlich Securities. He has extensive expertise in a broad range of fixed income securities including governments, high yield, MBS, ABS, CMBS and municipal securities.
Adam is a General Securities Principal and a Municipal Securities Principal. He received a B.S. from the Isenberg School of Management at the University of Massachusetts at Amherst.
Registrations & Qualifications
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 24 General Securities Principal
FINRA Series 53 Municipal Securities Principal