About Us | Expertise
Maurice J. Kauff
Managing Director
Maurice is a Managing Director at the Firm with over 30 years of experience in the financial services industry. He supports institutional wealth management clients, including hybrid broker-dealers and independent investment advisory firms, by providing fixed income trade ideas, market insights, and product-specific recommendations that align with their investment strategies.
Maurice originally joined Northern Capital in 2000 and has developed broad fixed income expertise with Bear Stearns, Brown Brothers Harriman, Banker’s Trust, A.G. Edwards & Sons, the Maxim Group and Investors Capital. Maurice has in-depth knowledge of the corporate, mortgage-backed and municipal market sectors and is a Municipal Securities Principal.
Maurice earned a B.A. in Economics from Union College and an MBA in Finance from Northeastern University. He is currently a member of the adjunct faculty at Merrimack College and the Hult International Business School.
Registrations & Qualifications
FINRA Series 7 General Securities Representative
FINRA Series 63 Uniform Securities Agent State Law Examination
FINRA Series 24 General Securities Principal
FINRA Series 53 Municipal Securities Principal
NASAA Series 65 Uniform Investment Adviser Law Examination