Colby is a Fixed Income Trader with Northern Capital, supporting trade communication and execution for hybrid broker-dealers and independent investment advisory firms. He works directly with institutional clients throughout the trading process, from order receipt and execution through allocation and settlement. Colby monitors each stage of the transaction to help ensure accurate, timely execution and efficient post-trade processing. His combination of fixed income market knowledge, disciplined execution, and attention to operational detail provides clients with consistency and responsiveness across changing market conditions.

Colby is also a General Securities Principal and Municipal Securities Principal, holding the FINRA Series 24 and Series 53 registrations. As a General Securities Principal, he is qualified to supervise a broad range of the firm’s securities activities, including trading, institutional customer activity, communications, and regulatory compliance. His Municipal Securities Principal qualification further permits him to manage, direct, and supervise the firm’s municipal securities activities, including municipal trading, customer transactions, regulatory reporting and recordkeeping, and the activities of registered personnel engaged in the municipal securities business. These principal qualifications complement his trading responsibilities and allow him to assume supervisory responsibilities across Northern Capital’s fixed income and municipal securities operations.

Colby graduated summa cum laude from Merrimack College with a B.S. in Business Administration. Before joining Northern Capital, he worked as an Equity Trader at Fidelity Investments.